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SEC on track with new insider casesAtlanta Journal Constitution - - 3 hours ago The Securities and Exchange Commission recently filed charges against 14 individuals for violating insider trading laws through an illegal investment ring ... SEC Plan to Distribute Money Fund Is AcceptedNew York Times - Nov 25, 2009 In a ruling that largely accepts a distribution plan proposed by the Securities and Exchange Commission, the judge said that regulators and the fund's ... Judge Approves Payout Plan For Reserve Primary Fund Wall Street Journal Galleon Chief Attacks Government's Case Against HimNew York Times - - Nov 24, 2009 Responding for the first time to civil charges brought by the Securities and Exchange Commission, Mr. Rajaratnam said that his New York hedge fund, ... Galleon Founder Rebuffs SEC Charges Emii.com Rajaratnam Formally Denies SEC Insider-Trading Charges FINalternatives RedPrairie files with SEC to sell stock to the publicMilwaukee Journal Sentinel - Nov 26, 2009 By Journal Sentinel staff Software provider RedPrairie said it has registered with the Securities and Exchange Commission to sell stock to the public ... RedPrairie Holding Files Registration Statement For IPO With SEC - Update Trading Markets (press release) Business software firm RedPrairie files for IPO The Associated Press RedPrairie, retail-solutions provider, files IPO MarketWatch SEC, Finra play show-and-tellInvestmentNews - - 11 hours ago Officials from the Securities and Exchange Commission, the Financial Industry Regulatory Authority Inc. and the Jump$tart Coalition for Personal Financial ... Miami May Delay $120 Million Bond on Audit, Possible SEC ProbeBloomberg - - Nov 27, 2009 The internal audit showing the city didn't comply with its budget standards, and a possible SEC probe, which would have to be disclosed in bond-sale ... SEC probes derivatives in insider trading casesReuters - - Nov 25, 2009 The expansion comes as the SEC, state and federal criminal authorities pursue the biggest insider trading case involving hedge funds -- a case that has ... SEC Wins Insider Case Against Former Fidelity TraderABC News - - Nov 24, 2009 The SEC had charged that Donovan had obtained confidential information from Fidelity's internal order database which showed that the mutual fund giant was ... Jury Finds Ex-Fidelity Trader Engaged in Insider Trade Wall Street Journal SEC wins suit against ex-Fidelity trader Boston Herald Ponzi du Jour: SEC Uncovers 'Green' SchemeNew York Times - Nov 16, 2009 The Securities and Exchange Commission said on Monday that it had uncovered yet another Ponzi scheme, this time with a company that purported to invest in ... Mantria denies SEC's allegations Bizjournals.com Sequatchie development part of a Ponzi scheme, SEC says Chattanooga Times Free Press SEC to Focus on Derivatives as Insider Probes ExpandBloomberg - - Nov 23, 2009 23 (Bloomberg) -- The US Securities and Exchange Commission will focus on financial instruments such as derivatives as it broadens a crackdown on insider ... Derivatives target of SEC probes: report MarketWatch The SEC's New CDS Enforcement Plan Is Another Subsidy To Hedge Funds The Business Insider SEC Enforcement Chief Plans To Adopt More 'Creative Investigation Techniques' Financial-Planning.com | How to call the show... 1) Make sure the show is live (see graphic above). 2) Dial 724-444-7444. 3) Enter Call ID# 27566 when prompted. 4) Follow the phone prompts to join the call. Would you like to be a special guest on the show? Send us an email which includes your contact information and the topic(s) that you would like to discuss. Listen to past shows featuring special guests...  Bernard von NotHaus (Liberty Dollar)Aubrey de Grey, PhDDr. Amanuel Sima, MDDr. Bard Levey, DDSNeal AdamsRobin Scovill (director)Richard Diaz (author)Dr. Kaayla T. Daniel, CCNChana de Wolf, (cryonics researcher)Dr. Mary Ruwart (author & scientist)Richard Diaz (author)Dr. Jason Helliwell, OB/GYN |
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